Recent market comparisons indicate that SMEs are prioritizing AML solutions that combine comprehensive screening capabilities ...

RIAs are subject to stringent compliance policies and procedures – fiduciary obligations, disclosure rules, and exams and inspections, to name a few. Often, meeting these requirements eats into the ...

Compliance is a fundamental part of an RIA’s operations. It’s not something your firm can choose to do or not do as non-compliance can lead to significant financial and legal penalties. But compliance ...

* Today’s newsletter is co-authored by Brian Musthaler, a principal IT audit consultant at Essential Solutions. Thanks to companies like Enron, WorldCom and Healthsouth, all U.S. public companies live ...

Compliance regulations are constantly changing, and organizations are struggling to keep up. The stakes are high. Failing to adhere to legal requirements can result in serious repercussions from ...

Software tools designed to assist regulatory compliance include products that handle data collection, storage, retrieval and deletion, from vendors such as EMC, FileNet, Meridio and Zantaz; ...

CivicPlus, a growing gov tech company offering a range of software to the public sector, is now expanding into the compliance space with an acquisition of the newly formed business Optimere. Now it’s ...

Quick Summary Struggling to keep up with evolving regulatory requirements as your organisation scales? This guide highlights the seven leading compliance management software platforms for modern ...

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Closinglock has launched a free tool for its customers to automate FinCEN data collection, reducing manual work from 2-3 hours to minutes per file. The solution, available immediately, integrates with ...

Overview: Enterprises are depending on AI-powered data governance software to ensure data quality, security, and compliance across complex environments.Top solu ...