JD Supra

SEC Proposes to Modernize Rules Covering the Use of Derivatives and Short Sales by Registered Funds and Business Development Companies

On Nov. 25, the Securities and Exchange Commission (SEC) voted 5-0 to propose or repropose new rules revamping the framework for permissible use of derivatives and short sales by investment companies ...
InvestmentNews

SEC approves rule limiting use of derivatives in funds

A split Securities and Exchange Commission Wednesday approved a rule to limit the use of derivatives in investment funds that drew dissent from Democratic members who said it does not adequately ...
Wall Street Journal

SEC Moves to Overhaul Rules on Mutual Funds’ Use of Derivatives

WASHINGTON—The Securities and Exchange Commission is taking another stab at regulating the use of derivatives by investment funds, after an attempt by the Obama administration to establish stricter ...
Nasdaq

FOCUS-Wall St bank analysts grapple with capital impact of new derivatives rule

Wall Street analysts are scratching their heads over the extent to which an arcane new derivatives rule will affect the performance of big banks as they wrap up the fourth quarter. NEW YORK, Dec 16 ...
Reuters

Banks push for delay to introduction of derivatives rules

HONG KONG, Aug 21 (Reuters) - The international banking industry has asked regulators for more time to implement derivatives rules that could add $800 billion to the global financial industry's cost ...
Nasdaq

OTC Derivatives Rules Prompt Collateral Costs to Climb, Pushing Institutional Investors to Nasdaq-100

In early 2021, the central pillar of the G20’s reform of the OTC derivatives market went into effect. While the legislation aimed to enhance financial stability and reduce bilateral exposure, it has ...